Lyn Horowitz
Director of Compliance
Keeping the firm, its advisors, and staff aligned with policy, regulation, and the practical realities of an ever-changing industry — so the people we serve are always protected.
The standard behind the work everyone else does
Lyn's objective is to ensure the firm, its advisors, and staff are compliant with our internal policies and procedures and all regulatory and state requirements. She develops processes to maintain up-to-date compliance standard practices, and stays in contact with our affiliated advisors on a daily basis.
Lyn remains current on the formality of all policies and regulations — and how they are practically applied to everyday advisor usage in an ever-changing environment. She holds her FINRA Series 7 and 24 licenses, along with her Florida 2-15 license.
A little more about Lyn
The work matters — but so does the life around it. A few quick answers that give a little more sense of who Lyn is when she's not running compliance.
What's the greatest lesson you've learned in life thus far?
Embrace the todays. Accept the yesterdays. Look forward to the tomorrows. Remember that tomorrow never comes — and yesterday is forever gone.
If you could have any one superpower, what would it be?
Strength and endurance — the ability to embrace and work through challenges to find a positive outcome, even in the face of adversity.
Something unrelated to work that you love doing?
When it's just me, it's music — I play both piano and guitar. When it's with others, it's sports — tennis, skating, skiing, and bowling.
Favorite food?
A toss-up: pizza, beignets, French fries, and chocolate for junk food. For dinner: chicken parmigiana.
#1 song on your playlist?
"Somewhere Only We Know" by Keane.
The leadership team behind Signature Financial Solutions
Want to talk with Lyn?
Whether it's compliance, policy, or a regulatory question you'd like to walk through — Lyn is the right point of contact.